Lessons Learned from Real-Life OFAC Enforcement Actions and The Six Pillars of Protection

50 SW 12th St. (Brickell), Miami FL 33130
  • Trends, and lessons learned from recent enforcement actions, involving program breakdowns of violations of OFAC sanctions regimes by illegally conducting transactions with or on behalf of customers on “do not touch lists”, inadequate screening, plus coverage of OFAC Enforcement Guidelines. (Jason)
  • The program concludes with a prescription for protection that covers six pillars for a sound OFAC/sanctions compliance program (Jason)
  • The final topic is 7 traits of the effective OFAC compliance officer, as recommended by SanctionsAlert.com. (Saskia)

 

Speakers: Jason Rhoades and Saskia Rietbroek